De nuevo contamos con una acertada visión del Acceso Abierto y su desarrollo futuro, narrada por Joseph Esposito (The Scholarly Kitchen). Les recomiendo su lectura porque nos adentra en una serie de cuestiones acerca del Acceso Abierto que nos dejaran desconcertados, como por ejemplo cuando habla de lo sustractivo en relación a los presupuestos que manejamos en nuestras Bibliotecas, ¿tendremos que reducirlos al tener más documentación en AA? o ¿habrá que invertir en otros sustitutivos para una mejora de los servicios bibliotecarios? Y así llegaremos a ver el AA como algo aditivo.
«Open Access Millennialism is the belief that the world of scholarly publishing has a purpose and is moving toward the fulfillment of that purpose: at some point (but when? when?) all scholarly material will be open access (OA), and it is only the foot-dragging of self-interested publishers and the innate conservatism of academics that is holding it back. The signs are everywhere (“‘We would see a sign!’”): in the growing number of OA services, the mandates for OA from funders, and the general utility of locating content with no more than a Web browser and a mouse-click. I would have thought that the idea that history has a purpose was tossed out the window in 1859, but you can have OA without a sense of historical destiny. Just bide your time and let the utopians party. When you wake up the next morning, as I’ve said before, it’s just business.
We do have a number of divergent figures, however, that are likely to be reconciled in some way in the years ahead; these are in fact the two metrics that I personally keep an eye on. The first is that the average income to the publisher per article is about $5,000. You derive this number with great mathematical sophistication, by dividing the number of articles published each year (about 2 million) into the size of the journals market (about $10 billion). Voila! We now have a benchmark against we can measure OA pricing and services.
The reason that $5,000 figure (an average, I repeat) has captured my attention is that PLOS ONEcharges $1,350 and Peer J even less (though if you can figure out the Peer J business model from the public utterances, you will indeed have to engage in mathematical analysis far more complicated than long division). The $3,650 difference represents an imbalance that may, through entropy if not as a matter of destiny, force down the size of the journals market. This is the argument for subtractive change, about which more in a minute.
The other metric that I keep my eye on is another awkward relationship, the relative size of the OA market measured in dollars (about 2.3% of the total) and the number of articles available as OA, which is variously reported as in the range of 15-20%. (I believe the percentage is much higher, but much of Green OA is hidden in institutional repositories that do not see the light of day or the tender mercies of SEO.) This is another argument for the subtractive scenario: the number of scholarly articles continues to grow (by 3-4% a year) as does the proportion of those articles that are OA, but the money received for these articles is much less than that for traditionally organized publications. Suppose the entire journals market, measured in dollars, were only 3-4% of what it is today? Or even 30%? What then? What would happen to the established publishers as they tried to rethink their cost structure to align with the emerging market realities?
A digression, if I may, into the world of books, where I keep my eyes peeled for trends in library circulation. It’s often said that 40% of books in libraries never circulate, a figure that, at best, is imprecise, but it points to another gap, that between the books in a library’s collection and the actual demand generated by patrons. Many libraries are seeking to align collections with patron demand, which can’t be good news for book publishers. What we see here are publishers benefiting from inefficiencies in the publishing ecosystem, whether for book circulation or OA growth and pricing. And here is the subtractive argument once again: as the inefficiencies are worked out of the system, the total cost of scholarly communications will drop.
So the subtractive scenario is that the total market will eventually shrink because of the economic disruption brought about by OA. The additive scenario argues that the market will be bigger, that is, revenue from OA will be additive to the revenue from traditional journals. And the substitutive scenario has the market remaining at essentially what it is today, adjusted for inflation, but with the mix skewing toward OA.
I made the case for the additive scenario in 2004, and I was right: the market is significantly bigger today. But how about ten years from now? And after ten more years have elapsed, will we still be asking what will be happening in ten more? This begins to sound like the Peak Oil argument, which is utterly convincing, but it is wrong. Peak Oil is not a function of how much oil there is in the ground but of how much human imagination you can bring to that oil. The market for scholarly communications is likely to have similar characteristics. As OA grows (as I think it will), its downward pricing pressure will be more than offset by the overall increase in the amount of research and the ability of publishers to tease new value out of that research.
Let’s test the proposition. A show of hands, please, among the librarians reading this. How many of you have gone to your provost to say that you want to reduce your materials budget by 30% because the widespread availability of OA makes your current level of expenditure unnecessary? How many expect to have this conversation in three years? In five? Yes, let’s now ask the big question: What about ten years, don’t you think OA will have made your traditional collections budget irrelevant by then?
The votes are in and we see that not only do librarians expect to spend more money in three, five, and ten years, but the possibility that anyone would even consider sharp cuts to library budgets is something of a heresy. Librarians, in other words, are in an unholy embrace with the publishers they despise. If one goes, the other goes with it, and thus they are likely to continue to support each other. This does not have to be a friendly relationship; it just has to be an economically persistent one.
The problem with the subtractionist argument is that it is essentially a case of vulgar economics. It assumes that there is a law of supply and demand, that markets are efficient, that lower costs drive purchases. But of course none of this is true in institutional markets. The academy works via an economics of reputation, and the participants in this economy naturally look out for their own interests. We should not look for a $5,000-per-article publisher to embrace $1,350 without a whimper, and we should not expect a librarian to cheerfully make a case for fewer staff, smaller budgets, and a tiny building. The market is additive because it is made up of people.
For a publisher, which position you take on this matter is significant. If you believe in substitution, then your strategy is to replace toll-access revenue with OA revenue. You assume that you don’t have to resize your organization (though a lower cost structure is always desirable) and you spend your time on transition plans. On the other hand, if you believe that the OA Millennialists are right, you take out an axe; you have to get that cost structure down to where you can make money in a much smaller market. You look for a leaner operation and you strive to replace people with machines wherever possible.
The additive camp, though, begins with a different premise. This camp has as its bedrock foundation the belief that people make the difference. While reducing costs is part of operating every business, for the additive party it is not the strategic priority. To put this differently, it’s not the CEO’s job; it’s something to be delegated to someone further down in the organization. For the additive party the emphasis is on the new: new products, new services, new markets. The company that has just cut 20% or more of its staff is at a disadvantage in this scenario. The machines that have replaced them are very good at what they do, but thinking up new products is not among them.
Having won my bet in 2004–ten years later and the market is much bigger–I could take my money off the table and go home, basking in self-satisfaction, but I am going to let the money ride. This is becausethe future belongs to the creative. Let’s check back in ten years. For some of us, our optimism may exceed our life span.»
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